© Springer International Publishing Switzerland 2015
Ramon Andrade de Mello, Álvaro Tavares and Giannis Mountzios (eds.)International Manual of Oncology Practice10.1007/978-3-319-21683-6_1414. Anal Canal Cancer: Pathophysiology, Diagnosis and Treatment
(1)
Department of Radiotherapy & Oncology, GMCH, 160030 Chandigarh, India
(2)
Senior Consultant, Department of Gastroenterology, Silver Oaks Hospital, 160062 Mohalli, India
14.1 Anatomy and Lymphatic Drainage
Anal cancer is a comparatively rare malignancy, but its incidence is increasing in United States and elsewhere. Anal canal is the distal most part of lower gastrointestinal tract and extends from anorectal ring to anal verge. The two important landmarks between anal verge and anorectal ring are intersphincteric groove (also called Hilton’s line) and the dentate or pectinate line. The intersphincteric groove separates internal and external anal sphincters. The dentate or pectinate line is an important clinical landmark which represents the junction between columnar epithelium and stratified squamous epithelium. The length of anal canal is approximately 4 cm with two thirds of it being above the dentate line and one third below it.
Anatomically anal cancers are classified into anal canal and anal margin carcinomas. Anal canal tumors are situated from the anorectal ring proximally to the anal verge distally. The anal margin is epidermis lined perianal skin surrounding the anal orifice and extending laterally to a radius of 5 cm [1]. In this chapter we will focus mainly on anal canal carcinoma, its pathophysiology, diagnosis and treatment.
Transitional zone of approximately 0.5–1 cm proximal to dentate line is composed of wide variety of cells that closely resemble urothelium and includes cuboidal, columnar, squamous and transitional epithelial cells. Basaloid or cloacogenic carcinoma is a variant of SCC arising from transitional epithelial zone. Tumors originating above the dentate line are termed nonkeratinizing squamous cell carcinomas and below dentate line are titled keratinizing SCC. Squamous cell carcinomas arising in the transitional zone may be morphologically different but have similar prognosis, natural history and outcome. Lymphatic drainage varies with the location of anatomic origin of tumor in the anal canal. Tumors in the most proximal portion of the canal drain to perirectal nodes along the inferior mesenteric artery. Lymphatics arising above the dentate line drain to internal pudendal nodes, and to the internal iliac system. The perianal skin, anal verge and infra-dentate area drain to the inguinal, femoral and external iliac nodes.
14.2 Risk Factors
Various risk factors for anal canal cancers include HIV positivity, persistent human papillomavirus (HPV) infection (HPV subtype 16 being the most frequently associated with anal cancer, present in approximately 70 % of cases of anal cancer; and types 6, 11, and 18 in up to 10 %), precancerous anal lesions such as condylomas, or high-grade anal intraepithelial neoplasia (AIN) which may progress to invasive cancer, anoreceptive intercourse, multiple sexual partners, men having sex with men (MEM), female gender, cigarette smoking and immunosuppression secondary to solid organ transplant [2–4]. Cell mediated immunity is significantly altered in patients with HIV infection and those who have undergone organ transplant, thus predisposing to risk of anal cancer. Chronic inflammatory diseases, fissures, fistulae and hemorrhoids do not increase risk of anal cancer [5, 6].
14.3 Pathology
The majority of anal canal cancers are squamous cell carcinomas (keratinizing or non-keratinizing) contributing to 85–90 % of all cases. The terms cloacogenic, basaloid, transitional are removed from WHO classification system of anal canal carcinoma and are now grouped under squamous cell carcinoma terminology [7, 8]. Adenocarcinomas arising from anal glands or fistulae are seen in 10–15 % of the cases. Other less common types are small cell neuroendocrine carcinoma and melanoma. The tumours of the anal margin are mostly squamous cell carcinomas, while a very few are basal cell carcinoma. Anal margin tumors are less common, well differentiated and have more favourable prognosis than anal canal tumors [9].
14.4 Natural History
Anal squamous cell carcinomas are preceded by high grade AIN in majority of the cases [10]. Anal canal cancers spread by direct local extension and lymphatic pathways. The regional nodes for the anal canal are the perirectal, internal iliac, and inguinal nodes. More than 90 % of the patients will present with loco-regional disease [11]. The probability of regional lymph node metastasis at initial presentation is relative to the tumor size. Pelvic lymph node metastases occur in as many as 30 % of patients as seen in various surgical series [12, 13]. Inguinal metastases are clinically detectable in up to approximately 20 % of patients at initial diagnosis and present subclinically in a further 10–20 % [12, 14–18]. Distant metastasis develops in fewer than 10 % of cases and occur relatively late in the presence of persistent, recurrent or progressive local disease following treatment [17, 19, 20]. The most common sites of distant spread are the para-aortic nodes, liver and lungs.
14.5 Clinical Presentation and Investigative Work-Up
The most common presenting symptoms are bleeding, anal discomfort and awareness of mass. Other symptoms include anal discharge, itching, non-healing ulcer and faecal incontinence. Physical examination to delineate the exact location, size and extent of tumor should include digital anorectal examination (DRE), anoscopy and proctoscopy, and palpation of the inguinal lymph nodes. Biopsy of the tumor is mandatory for confirmation of diagnosis and for histological characterisation. Imaging should include magnetic resonance imaging (MRI) of the pelvis and contrast enhanced computed tomography (CECT) of thorax and abdomen. MRI provides better anatomic definition and image resolution with information on tumor size, extent of lesion, invasion of surrounding structures and lymph node spread. HIV screening should be done in all patients of anal cancer. The system used to stage anal cancer is American Joint Commission on Cancer (AJCC) TNM system [21]. The TNM clinical staging system is based on accurate assessment of size (T-stage), regional lymph node involvement (N) and metastatic spread (M).
14.6 Prognostic Factors
The two most important prognostic factors are the size of primary tumor and involvement of regional lymph nodes [22, 23]. In European Organisation for Research and Treatment of Cancer (EORTC)-22861 study, skin ulceration, nodal involvement, and male sex were the most important poor prognostic factors for local control and survival [24]. The Radiation Therapy Oncology Group (RTOG) 9811 analysis demonstrated that male sex (P = 0.02), clinically positive nodes (P < 0.001), and tumor size greater than 5 cm (P = 0.004) were independent prognostic factors for worse disease-free survival (DFS) and overall survival (OS) [25]. The results of ACT I trial also concluded that palpable, clinically positive lymph nodes and male sex were associated with loco-regional failure (LRF), a greater risk of anal cancer death (ACD), and decreased OS on multivariate analyses. A lower hemoglobin level had an adverse effect on ACD (P = 0.008). A single-unit (g/dL) increase in hemoglobin was associated with a 19 % reduction in the risk of ACD after adjusting for sex and lymph node status. A higher white blood cell count had an adverse effect on OS (P = 0.001) [26].
14.7 Treatment
14.7.1 Surgery
Management of anal cancer has undergone major evolution and progress since last few decades. Until 1970s, the standard treatment for anal cancer was abdominoperineal resection (APR) with a resulting permanent end colostomy, thus compromising the quality of life of patients. Despite APR, the 5-year survival ranged from 40 % to 70 % with an associated mortality of approximately 3 % and significant morbidity [12, 18, 27].
14.7.2 Combined Modality Treatment (CMT)
In 1974, Nigro et al. [28] went a step forward and used combined modality treatment (CMT) for anal cancer. The investigators at Wayne State University administered 5-fluorouracil (5-FU) (1,000 mg/m2 continuously on days 1–4 and 29–32) and mitomycin C (MMC) (10–15 mg/m2 on day 1) in combination with external beam radiation therapy dose of 30 Gy in three patients. These patients had complete pathological response, thus contributing to the concept of sphincter preservation in anal cancer and APR reserved as salvage for patients with residual, recurrent or progressive disease. Since then, the treatment paradigm for anal cancer has shifted from surgical to CMT. Definitive chemoradiation (CRT) to preserve sphincter function remains the standard of care in treatment of anal cancer.
The efficacy of CMT as a definitive treatment has been confirmed in various studies. The results of United Kingdom Coordinating Committee on Cancer Research (UKCCCR) [29] and the European Organization for Research on Treatment of Cancer (EORTC) [24] both confirmed significant improvement in loco-regional control and colostomy-free survival (CFS) in patients receiving CMT without statistically significant improvement in OS. The UKCCCR trial also demonstrated better cause-specific survival, an end point not described by EORTC. The UKCCCR recently updated their results demonstrating a clear benefit of CRT which is maintained even 12 years after starting treatment [30]. CMT was associated with reduction in risk of locoregional relapse (p < 0.001), improvement of recurrence-free survival (RFS) (P < 0.001) and CFS (P = 0.004). The median survival was 7.6 years (95 % CI 5.9–9.9 years) in the CMT group and 5.4 years (95 % CI 3.6–6.8 years) in those receiving RT alone. The OS was not significantly different between two arms due to excess of deaths not from anal cancer in the CMT group in the first 5 years. Only 7 % of patients developed metastatic disease without earlier loco-regional relapse; hence the emphasis should be on loco-regional control. No significant difference was observed between the patients of the two arms in terms of late complication rate.
14.7.3 Role of MMC, Induction and Maintenance Chemotherapy
In a phase III randomized Intergroup study [31], patients were randomized to receive either radiotherapy and 5-FU or radiotherapy, 5-FU, and MMC. Patients in MMC arm had lower colostomy rate (p = 0.002) and higher DFS at 4 years (p = 0.0003) with no significant difference in OS. The hematologic toxicity was significantly higher in the MMC arm (23 % vs. 7 % grade 4 toxicity in MMC vs. no MMC arm; P ≤ 0.001).
Cisplatin as a substitute for MMC in the treatment of anal cancer has been evaluated in various trials. The ACT II [32] reported at the American Society of Clinical Oncology 2009 meeting is the largest trial being conducted in anal cancer. It evaluated the role and efficacy of MMC versus cisplatin in the CMT and two cycles of adjuvant or maintenance chemotherapy after CRT in anal cancer. In this trial, a total of 940 patients were recruited and randomized to receive either 5-FU plus cisplatin with radiation or 5-FU plus MMC with radiation. The patients in each arm were further randomized to receive adjuvant cisplatin plus 5-FU for two cycles (maintenance) or no maintenance therapy. High complete response (CR) (95 %) and RFS (75 % at 3 years) rates were achieved with this CRT. This excellent outcome may have been influenced by the absence of a gap in the radiotherapy schedule. There was no difference in CR rates between MMC and cisplatin or in RFS rates with or without maintenance chemotherapy. Non-hematologic toxicities were similar in both the arms while MMC pts had significantly higher incidence of acute grade 3/4 hematological toxicities (25 vs. 13 %, p < 0.001). Thus, 5-FU and MMC with radiotherapy remains the standard of care.
The US Gastrointestinal Intergroup trial RTOG 98-11 [25] randomized 682 patients between (1) 5-FU plus cisplatin induction chemotherapy (two cycles) followed by concurrent chemoradiation with 5-FU and cisplatin (experimental group) and (2) 5-FU plus MMC and concurrent radiation (control group). Role of induction chemotherapy was also assessed. Cisplatin based therapy failed to improve DFS compared with MMC based therapy, and resulted in higher cumulative rates of colostomy. In this trial, strategy of induction chemotherapy proved ineffectual compared with the standard concurrent chemoradiation with 5-FU and MMC. The results favored the 5-FU/MMC CRT arm. The long term follow-up of RTOG 98-11 trial has been published and has concluded that CRT with 5-FU and MMC has statistically significant and clinically meaningful impact on DFS (P = 0.008) and OS (P = 0.026) with trend towards significance for CFS (P = 0.05), LRF (P = 0.087), and colostomy failure (P = 0.074) as compared to cisplatin based regimen [33].
The aim of ACCORD 03 four-arm prospective randomized trial [34] was to determine the benefit of two cycles of induction chemotherapy before concomitant CRT and to test whether dose escalation can lead to improvement in CFS. Patients were randomly assigned to one of the following four treatment arms: (A) induction chemotherapy followed by conventional treatment; (B) induction chemotherapy, CRT and radiotherapy dose intensification; (C) conventional treatment alone and (D) radiotherapy dose intensification. The primary endpoint was the CFS. The 5-year CFS rates were 69.6 %, 82.4 %, 77.1 %, and 72.7 % in arms A, B, C, and D, respectively. The 5-year CFS of groups A and B versus C and D was 76.5 % versus 75 % (P = 0.37) and of group A and C versus B and D was 74 % versus 78 % (P = 0.067). The 5-year OS for groups A and B versus C and D was 74.5 % versus 71 % (P = 0.81) and for groups A and C versus B and D was 71 % versus 74 % (P = 0.43). This phase III trial with a median follow-up of 50 months, designed as a factorial 2 × 2 plan, could not demonstrate a benefit for induction chemotherapy or radiation boost in patients with locally advanced anal canal carcinoma in terms of CFS.
Anal canal cancers are mostly squamous cell cancers expressing epidermal growth factor receptors (EGFR). Role of cetuximab is still investigational. The phase II ACCORD 16 trial aimed to evaluate the objective response rate after combination of conventional CRT and cetuximab in locally advanced anal canal carcinoma [35]. Immunocompetent patients with histologically confirmed diagnosis received CRT (45 Gy/25 fractions/5 weeks, 5-FU and cisplatin during weeks 1 and 5), in combination with weekly dose of cetuximab (250 mg/m2 with a loading dose of 400 mg/m2 1 week before irradiation), and a standard boost dose (20 Gy). The trial was prematurely stopped after the declaration of 15 serious adverse events in 14 out of 16 patients. CRT plus cetuximab resulted in unacceptable toxicity in these patients. In a recent update of ACCORD 16 phase II trial [36], at a median follow-up of 4.6 years in 15 evaluable patients, 4 patients had died due to disease progression resulting in a 4 year OS rate of 73 %. Nearly half (7/15) evaluable patients had relapsed which included six loco-regional and one distant failure. The 4-year CFS rate was 53 % and the 4-year cumulative colostomy rate was 43 %. The acute side-effects were higher and response rates were comparatively poorer to randomized trials of conventional CRT described in the literature. The results of others phase II trials evaluating the efficacy and safety of cetuximab with CRT are awaited.